Our people

As Chief Operating Officer & Chief Compliance Officer, Tom is responsible for providing strategic leadership for the firm’s operations, compliance, IT, and finance functions. Tom is a member of the Executive Committee. He joined River Road in 2005 and holds equity in the firm.

Prior Experience

• Manager of Operations, SMC Capital Inc.
• Senior Vice President, Citizens Financial Corp.

Education

• BBA with a concentration in Accountancy, University of Notre Dame

Certifications/Affiliations

• CFA^® charterholder
• CPA designation
• CFA Institute member
• CFA Society Louisville member

Meagan manages the firm’s compliance and legal functions. In this capacity, she leads the development and oversight of River Road’s regulatory compliance, client compliance, and legal counsel responsibilities. Meagan is a Kentucky licensed attorney and serves as an adviser to the Executive Committee on compliance and legal topics. She joined River Road in 2007 and holds equity in the firm.

Education

• JD, Louis D. Brandeis School of Law at the University of Louisville
• BA in English, University of Kentucky

Beth provides compliance and legal support, which includes regulatory compliance, client compliance, and certain legal responsibilities. She joined River Road in 2013.

Education

• BA in History, Xavier University

Certifications

• CFA Institute Investment Foundations® certificate holder